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Financial Service Attorneys Explain Fiduciary Rule Updates for GPCA
On September 15, Tonkon Torp hosted the Greater Portland Compliance Association (GPCA) for a registered investor advisor training session. Around 25 people, all chief compliance officers from investment advisors in Portland, attended the training. Jessica Morgan, Darcy Norville, and Tyler Harkness presented on the Department of Labor's recent fiduciary rule updates and amendments to the Form ADV.