Managing Investment Adviser Compliance in the Global Pandemic

On May 6 at 12:30 PM, Financial Services attorneys Jessica Morgan, Christopher Pallanch, and Jarell Hunt, will discuss the impact of COVID-19 on investment advisers and private fund managers. The requirements of the financial services industry can be a challenge to navigate in the best of times. In this time of pandemic, it's even more important to not lose sight of changes to regulations, compliance requirements, and economic trends.

Stay informed and join us for an educational webinar covering:

  • COVID-19 Disclosures and regulatory updates to Form CRS and Form ADV filings
  • Advertising and solicitation rule changes
  • Compliance best practices
  • Exam priorities, including Regulation BI
  • Recent enforcement actions



Once you have registered, you will receive instructions on how to join the webinar.

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