Financial Service Attorneys Explain Fiduciary Rule Updates for GPCA
September 16, 2016
On September 15, Tonkon Torp hosted the Greater Portland Compliance Association (GPCA) for a registered investor advisor training session. Around 25 people, all chief compliance officers from investment advisors in Portland, attended the training. Jessica Morgan
, Darcy Norville
, and Tyler Harkness
presented on the Department of Labor's recent fiduciary rule updates and amendments to the Form ADV.